The Gulag Archipelago 1918-1956 Abridged: An Experiment in Literary Investigation (P.S.)

1. In 1943, Dwight MacDonald, one of the co-founders of the literary journal Partisan Review, lost an internal power struggle over its editorial direction and left to found a new magazine, Politics, that better suited his vision. The reasons for MacDonald’s split with the other PR founders, Phillip Rahv and William Phillips, are complex and have been examined at length elsewhere, but in principle they involved both a difference of opinion regarding the participation of the United States in the war against Germany and Japan (which MacDonald opposed) and the question of whether Partisan Review would be principally a journal of leftist politics (as MacDonald wished) or one equally committed to independent-minded literary and cultural criticism. After MacDonald’s departure, Partisan Review did not abandon politics, but it remained known as a journal open to distinguished work even from those who differed from the editors ideologically. Before finally closing in 2003, PR would go on to publish criticism -- by fellow travelers (Irving Howe, Alfred Kazin) and ideological enemies (Saul Bellow, Robert Penn Warren) alike -- that set a standard that other journals of opinion still strive to match. Ancient squabbles at a now-defunct literary magazine, involving a good deal of now dated Marxist cant, are not inherently very interesting. But the Partisan Review, both in its high editorial standards and in its struggles to resolve inherent tensions between the domains of politics and art, continues to be a point of reference in our literary culture. The founders of n + 1 have cited PR as an example, even as they have produced a journal with a hipper, more contemporary voice; several of the core PR critics, including Lionel Trilling, remain culture heroes; and New York Times critic A.O. Scott maintains what amounts almost to an obsession with PR, citing its writers in his work, contributing an admiring introduction to a collection of essays by another PR stalwart, Mary McCarthy, and undertaking a book project surveying the American novel since World War II that seems consciously to invoke Kazin’s landmark study of the preceding period, On Native Grounds. It is Scott’s fascination with PR and its fusion of ideology and culture that I wish to discuss here, along with the broader question of how the contemporary American novel ought to engage with politics. Here is Scott in a recent Times essay: Ever since the financial crisis of 2008, I’ve been waiting for The Grapes of Wrath. Or maybe A Raisin in the Sun, or Death of a Salesman, a Zola novel or a Woody Guthrie ballad -- something that would sum up the injustices and worries of the times, and put a human face on the impersonal movements of history. The originals are still around, available for revival and rediscovery and part of a robust artistic record of hard times past. But we are in the midst of hard times now, and it feels as if art is failing us...Much as I respect the efforts of economists and social scientists to explain the world and the intermittent efforts of politicians to change it, I trust artists and writers more. Not necessarily to be righteous or infallible, or even consistent or coherent; not to instruct or advocate, but rather, through the integrity and discipline they bring to making something new, to tell the truth. This is a stirring statement of purpose for the arts, but one that should be parsed carefully. In this and a series of previous essays published over the last several years, Scott makes two related claims: (1) that our culture no longer makes a strong demand upon us morally or intellectually, but instead treats us simply as consumers whose expectations must be met; and (2) that a false dichotomy has arisen between our political and cultural lives, such that artists have abdicated their responsibility to examine the ideological structures that we are governed by and have instead been content to describe the compensatory mechanisms we have evolved to survive within them. What Scott wants is a more serious, more politically engaged culture, one more alive with disagreement and dissent. Some of what Scott says, particularly on the subject of politics and the American novel, seems to me a little "pushed," in the sense that he risks asking the wrong things of writers, or perhaps weights engagement on his terms too heavily, and imputes a didactic purpose to the novel as a genre that it cannot support.  My purpose here is not to quarrel with Scott, however, but to explore some of the tensions that inhere in the novel of politics, and relatedly, to assess the extent to which the critical attitude that Scott has embraced remains salient in an era of very different cultural values. The sense of crisis to which Scott has addressed himself is no doubt real. Suddenly, everything seems to be up for grabs again in our political life. It is natural to hope, even if that hope is somewhat against the weight of experience, that artists can light the path ahead. 2. The Partisan Review sensibility was in part a product of historical and biographical forces, to wit, the world of Ashkenazi Jews who immigrated to New York in massive numbers over several decades beginning in the 1880s. Irving Howe, Phillip Rahv, Alfred Kazin, and Leslie Fiedler all belonged to this world; Howe memorialized it in World of Our Fathers: The Journey of the East European Jews to America and the Life They Found and Made: For about thirty or forty years, a mere moment in history, the immigrant Jews were able to sustain a coherent and self-sufficient culture. It was different from the one they had left behind, despite major links of continuity, and it struggled fiercely to keep itself different from the one they found in America, despite the pressures for assimilation. Between what they had brought and half preserved from the old world and what they were taking from the new, the immigrant Jews established a tense balance, an interval of equilibrium. Scott is an inheritor off this culture through his mother, the historian Joan Wallach Scott, who grew up in a Brooklyn Jewish family, moved away from home, got a Ph.D., married a Protestant, and had little Tony. Other forces have acted upon him, too, of course: one could just as easily say that he is a product of the academy (his father, Donald Scott, teaches at CUNY); of Harvard (Class of '88); or of the newspapers where he has worked for 20 years. It might seem odd or even de trop to claim that there is a Jewish intellectual style and that Scott works within it, except that he makes little pretense otherwise; his work is studded with references to the PR critics (not all of them Jews, of course), men and women all now dead and to some extent forgotten -- so much so, in fact, that what at first looks like interest begins gradually to seem more like obsession. While the PR critics are not Scott’s only touchstones, they seem to embody for him the highest possibilities of the critical form. There are good reasons to think that the PR intellectual style is outdated. First, because of the collective experience of the Holocaust, the Cold War, and McCarthyism -- the extraordinary cataclysm of the middle of the 20th century, in which ideology threatened not just to eclipse civilization but to extinguish it -- the PR critics did not draw sharp distinctions between politics and culture. For them, all cultural products referred to and derived from a system of relations that they saw in Marxist, philosophically materialist terms. Today, by contrast, we tend to regard culture as a semi-autonomous sphere, independent and self-justifying. Second, the PR critics wished above all to be thought of as serious, and their conception of seriousness, which they linked to cultural traditions inherited from Europe, is likely to seem anachronistic to us today; American culture has lost its last vestiges of self-doubt and become, at least in commercial terms, a dominant brand. Few critics today, even very cosmopolitan ones, think of Honoré de Balzac, Stendhal, and Johann Wolfgang von Goethe as salient points of reference when they talk about the form and potential of the novel. Third, the PR critics wrote in a mandarin style of intellectual assertion that hardly seems possible in an age in which critical authority is on the run in all spheres of intellectual life. We no longer assume that a Columbia professor like Trilling has the right to tell us how to read or what belongs in the canon. On the other hand, there is a good deal that remains admirable and relevant in the PR style, despite its occasionally risible self-importance. An air of political crisis seems to have returned to American life, creating space for both reasoned dissent and all manner of charlatanism; there exists a new sense of possibility that is both exciting and terrifying. If that is so, then a somewhat artificial distinction between political and cultural life begins to look not just specious but irresponsible; we need our artists to remind us of who we are. And while the culture continues to become flatter, there is also a countercurrent of interest in what is authentic and best in the culture rather than what is given to us by media monopolists. The flattening of our culture should not be confused with its democratization, however determined Apple might be in its advertising campaigns to conflate the two. To dismantle or, at least, to interrogate structures of political and cultural power begins to look like pretty urgent work. At the end of this chain of propositions, Trilling, Fiedler, and especially Howe wait for us. Perhaps Scott chose his heroes better than one might have thought. Scott’s admiration for the PR critics also rests on values more narrowly literary. There were several gifted stylists in the PR crowd: Howe, who delivered opinions of undisguised vehemence in long sentences gentle on the inward ear; Trilling, Jamesian, diffident, balancing his long, erudite essays on a single concept or turn of phrase; MacDonald, whose essay "Masscult and Midpoint" finds a perfect equipoise between an unrepentant cultural snobbery and a sighing regret that such thoughts must be expressed. It is this fusion of political and aesthetic values that seems to interest Scott, the dream of a critical mind both free and disciplined. Scott is first and last a writer, a man who wants to get himself fully expressed on the page. His prose style is not flashy, and it takes sustained exposure to his work to realize that he is a very good writer indeed, one who has resisted the slackness that can creep in when you have multiple pieces due week after week, the diminished expectations of daily journalism. While Scott colors between the lines, rarely reaching for heightened rhetoric or memorable coinage, his steadily intelligent prose constitutes a quieter kind of intellectual heroism. He is less interested in providing that he is right about a particular work than in defending his aesthetic values or, more fundamentally, the importance of establishing aesthetic values and judging works of art, even popular art, by those standards. 3. American literature has always been more wary of ideology than its European counterpart. Here we take our politics light, and with a good deal of artificial sweetener. Leslie Fiedler (another PR contributor) said that all American novelists were stunted, unable to accept their role in the culture at large, returning always to the intense, private, unmediated experiences of youth. Fiedler intended this as an indictment, at least in part, but the innocence of the American writer may not be entirely a bad thing. Europe in the 20th century suffered so grievously from excessive ideological passion, both in its politics and in its letters (Louis-Ferdinand Celine, Paul de Man, Günter Grass), as to constitute a potent negative example. Today we are inclined to think that a novelist whose primary purpose is narrowly didactic is likely to produce work that is date-stamped; but there are counter-examples strong enough to give one pause: Charles Dickens often wrote with a political purpose; Aleksandr Solzhenitsyn attacked the Soviet state with The Gulag Archipelago; and then there is the irrefutable case of George Orwell. Of course, the American novelist may have had less need to confront the state than her counterparts in other places and times, since the twin rhetorics of liberty and equality have always been part of our official discourse; an artist-provacateur like Ai Weiwei is a necessary figure in China -- a sort of dramatist of state repression -- but perhaps less so in the West. It may be the case, however, that the relation of the artist to the state has changed in America in the last decade with the gross expansion of the national security apparatus, which along with rapid technological change has shrunk the once generous zone of personal autonomy that we came to take for granted. If that is true, it may be time for certain creative work that cuts a little closer to the bone. A criticism that attempts to take account of politics runs into an immediate paradox, which is that those novels that deal least directly with ideology tend to be the ones in which the strongest ideological assumptions are made; the preconditions of social life are so self-evident to their authors that they need not be stated. A Jane Austen novel is strongly concerned with domestic life and family relations, almost to the complete exclusion of ideological questions; and yet without the stable substructures of marriage and property on which it depends for both its plot and its social texture, it would falter on the first page. Unlike the plastic arts, the novel can never be wholly apolitical, given that even in its most experimental forms it seeks to refer to the world. Still, it would be a crude critic indeed who opted to "take on" the assumptions of these novels; he would almost be making a category error. Austen is a writer for all time; that she required a certain stability of society and manners has not proved disqualifying. Indeed, Henry James thought of this stability as virtually a precondition of the novel, or at least of his own. The novelist must sometimes have the freedom merely to take the world as he finds it. The idea of the political novel is also somewhat in tension with the generative process that leads to the impulse to write. The political imagination seeks to solve problems, even to extinguish them. The violent political imagination seeks to extinguish false consciousness, which can only end in the extinguishing of human beings. The literary imagination is content to present problems, of whatever sort, taking the world as it finds it; in that sense it is conservative, even as it attempts the radical gesture of creation ex nihilo. The novel classically begins in the writer's mind with a character or a situation, not with a political structure, a legislative event, a party congress. "An idealistic young doctor and poet seeks stability, meaning, and honor as his country descends into violence" is at least potentially Doctor Zhivago; "a series of events in imperial Russia leads to the demise of the Romanov dynasty and the creation of the Soviet Union" is something else entirely. Of course, a novel that begins with character may effloresce to become the story of a revolution, as with Zhivago. But what distinguishes the novel from the forms with which it has vied for space (biographies, narrative histories, religious texts) is its concern with private experience and, beginning with the modernists, interiority. The inner life observed is the lodestar of the modern novel: Mrs. Dalloway in her kitchen. The political novel, by contrast, seeks to link the individual's destiny to the mass society that conditions him and against which he struggles for autonomy. However much faith we are inclined to place in our artists, we should acknowledge that the crisis that Scott asks art to explain, or at least to narrate, was (among other things) an event in economic history, arising out of very deliberate and identifiable policy choices made over the course of several decades by intelligent but apparently rather blinkered individuals. Sustained engagement with that history actually is important to understanding what happened. A novelist may be able to "tell the truth" about the sense of dislocation and free-floating anxiety felt by a laid off mortgage banker; or about how a family's life might unravel after the loss of their home; but she probably cannot explain the chain of causation that started with the invention of securitization and led to the jumbo mortgages that led to the building of that house that the family paid too much for, struggled to keep up, and eventually surrendered to the bank. John Steinbeck wrote The Grapes of Wrath, not Agricultural Practices in Northeast Oklahoma, 1926-1935, and while The Grapes of Wrath is an essential document in the record of our national experience, you would not want to consult it as a guide to farm policy. The novel as a genre gains strength and resilience from its engagement with the social sciences, but we should not confuse it with social science itself; the division of labor between the two exists for a reason and is essential to the vitality of both. I do not think that Scott actually means to suggest that a novel is inherently a more trustworthy document than a Fed white paper or that the purposes of the two are coextensive. One assumes that a novelist may be as blinkered as the social scientist she meets in the faculty lounge. What we might legitimately ask a novel of the financial crisis to do is to speak to the moral imagination of the reader, to invigorate it, and to extend its reach to people and things that are not customarily the objects of her concern. That is part of its genre work. And is that not a enough? Lionel Trilling both believed in the salience of literature to political thought and cautioned against asking the novel to do too much. Here he is in his most famous work, The Liberal Imagination (1950): “To the carrying out of the job of criticizing the liberal imagination, literature has a unique relevance, not merely because so much of modern literature has explicitly directed itself upon politics, but more importantly because literature is the human activity that takes the fullest and most precise account of variousness, possibility, complexity, and difficulty.” But in 1946, in an introduction to The Partisan Reader that was published shortly after the MacDonald schism and might be read as a commentary upon it, he had struck a more cautious note: "Unless we insist that politics is imagination and mind, we will learn that imagination and mind are politics, and of a kind we will not like." Trilling, like Orwell, is a writer in whom ideologues of all stripes seem to find support for their views; most recently the neo-conservatives have sought to claim him as their own. But Trilling’s work seeks an autonomous space for literature and rejects a philistine criticism that would assess works primarily for their ideological correctness. Scott himself clearly belongs to the political left, and the novel of politics he asks for is implicitly one that would vindicate his concerns. We generally think of the political novel as having a progressive or reformist purpose. It is well to remember, though, that two of the most influential political novels in the history of the West, The Fountainhead and Atlas Shrugged, were written from the right -- and continue to animate conservative politics today. Another species of political novel, the anti-communist novel -- Darkness at Noon, Animal Farm, The Gulag Archipelago -- is not rightist in origin per se (Orwell, for example, described himself as a democratic socialist) but is strongly anti-utopian. Indeed, the novel as an art form is inherently anti-utopian, inasmuch as it seeks to point us to conflicts within the individual, and between the individual and society, that are inherently intractable. A political novel’s happy ending usually does not mean the end of war -- which, be it literal or figurative, is with us always -- but with the protagonist’s achieving a separate peace. 4. If I am right that, among other things, the political novel faces a problem of scale -- national politics tends toward the totalizing vision, while narrative fiction wants to be intimate -- then the solution may be for the writer to deal with a small bore problem that can nonetheless be "scaled up:" a part that will stand for the whole. Ideology, in both its grainier and more sweeping senses, is at the center of Jonathan Franzen's Freedom, a somewhat archly ironic account of American political values in the aughts. Franzen engages politics directly, in that several of his characters are actively trying to shape policy, and more subtly, in dramatizing how ideological tropes seep into private life and affect the choices we make in our homes and neighborhoods. Freedom extends themes present in Franzen's earlier novel, The Corrections, but it takes on conservative political values more directly and with markedly less sympathy for their representatives. As such, Freedom was dealt with critically as a political novel (at least in part), though less in terms of whether the reviewer shared Franzen's politics than whether Franzen's attempt to bring ideology to the center of a domestic novel was prima facie legitimate. Sam Tanenhaus, the author of a biography of Whitaker Chambers and a narrative history of the conservative moment in the United States, hailed Freedom as "a masterpiece of American fiction;" B.R. Myers, the author of A Reader's Manifesto and a professor of North Korean politics (and therefore a man who knows something about the dangers of ideology) called it "a monument to insignificance." Myers seemed to feel that Franzen was writing a kind of socialist realism, with his characters acting as representatives of certain tendencies in national life rather than vital individuals; he also found their diction and their inner lives banal (perhaps he has lived outside the country for too long to recall what we are actually like). Tanenhaus and Myers are both strong critics, and their radically different responses to Freedom suggest an ongoing lack of critical consensus regarding how politics should be dealt with in narrative fiction. Some critics demand that the author's politics be entirely soluble in the narrative, while others find a plainer statement of ideological assumptions bracing. This lack of consensus is not necessarily a matter for concern -- chacun â son gout, after all -- but it does leave the writer who has a sustained interest in ideology with a hard problem. Freedom occasionally suffers from the impatience of its author with the very narrative techniques that Franzen employed to such extraordinary effect in The Corrections. While in the latter novel, Franzen’s use of free indirect style was masterful in bringing to life each of the members of the Lambert family, in his presentation of Freedom's Berglunds, Franzen hovers rather too close by, over-managing our interpretations. Freedom sometimes descends into a hectoring tone, holding forth rather than narrating. Its author seems burdened by the responsibility of telling us things we already ought to know. But a novel is not meant to be a substitute for watching PBS Newshour; it is not a discourse on citizenship. This is not to say that Freedom is not an excellent novel -- only to suggest that Franzen did not manage the problem of blending his aesthetic and didactic purposes perfectly. There is something in the reader that wants to resist Freedom even as he admires its art and recognizes the world it creates. Amy Waldman's The Submission deals not with the financial crisis that is Scott’s immediate concern but with other signal event of our recent politics, the 9/11 attacks. The Submission starts with a high concept: the jury judging the anonymous submissions for a Ground Zero memorial unwittingly chooses an American of Middle Eastern descent, a slick, arrogant, and thoroughly secularized product of the Yale School of Architecture named Mohammed Khan. The choice of Khan activates opposition, some of it ugly, from a coalition motivated variously by religious animus, opportunism, and survivor guilt. Others rally to Khan’s defense in the name of tolerance, civic order, and aesthetic values. The ensuing struggle over the meaning of 9/11 and what might constitute an appropriate response to such a spectacularly successful act of political violence is a portrait of New York in that raw and tumultuous period that registers the change in mood and understanding created by the attacks. The Submission was published to enormous acclaim, and it is in many respects a worthy novel, but three years later it already feels dated. Waldman's model was clearly Tom Wolfe's The Bonfire of the Vanities, and The Submission answers Wolfe's call for a less effete and more epistemic account of what actually goes on at the street level of our livid cities. While Waldman is a writer of patience and skill, the result still feels like a kind of super-journalism. The people in The Submission succeed as representatives of their social environment, but they never quite escape their representative status to succeed as individuals; as such, they are not literary characters at all, in the sense of seeming to possess autonomous selves. It is important to remember, as Wolfe has often failed to do, that while the techniques of fiction and newspaper reporting may seem similar, their purposes are very different and their truth-value depends on different claims. The Submission by its very conception carries a very heavy documentary burden, which necessarily inhibits the imaginative freedom of its author.  Imagination is the faculty in which Scott places his final measure of trust, but imagination is often precisely what suffers when the novelist seeks to fulfill a didactic purpose. 5. Literature is naturally against the grain of ideology. Ideology seeks to impose a pattern on historical experience, sometimes by violence; the patterns of literature perform gentler acts of persuasion, and they emerge only gradually. To get to the place where the pattern coheres and the author's meaning emerges (assuming that we are in the realm of novels that seek to perform in this way), the reader must pass through the slough of ambiguity. The pattern is the novel's purpose, but the ambiguity is its basic condition. While the novelist may be God in the universe of his narrative, he accepts that his effect on the world is diffuse and indirect. In asking that American novelists engage more fully with the political dimension of our national life, Scott is asking them to risk something of the freedom of thought and expression they enjoy, derived from their very unworldliness, that gives their work (for Scott) a unique truth-value. When the novelist becomes just another person who wants to sell us something, her moral status suffers, and so perhaps does her claim on our attention. So we should be careful about what we ask novelists (and poets, and filmmakers) to do. Taken more broadly, however, Scott's recent attempts to diagnose why our culture is so persistently, noxiously trivial, even as our claims regarding our special status in world affairs become more grandiose and deluded, seem both honorable and timely. This is not say that Scott is a cultural pessimist per se; indeed, he rightly regards a renewable capacity for enthusiasm as a necessary part of a critic's equipment. He is not despairing, but he is disappointed. Like the PR critics, who as the children of immigrants were both in love with America and perpetually disappointed by it, he is inclined to think that we ought to do better. "Doing better" might start with demanding art that demands more of us. Image Credit: Flickr/Jaime Martínez-Figueroa