Dear Reader, envision that Village which grew upon the southern strand of that isle of Manhattoes: a Lenape settlement purchased for 60 guilders and named for Amsterdam, later to be acquired by gunships of King James, and her wooden-legged governor relieved of duty; a frontier town in that Era of Enlightenment, though a hearty fragment of some 7,000 souls clinging to that huge, dark, and mysterious continent; and which, upon the fresh-green breast of the New World a mighty metropolis to rival Babel or Byzantium would grow. Here, in the dusk-laden twilight of empire, let us contemplate our origins as we live out our endings, and ask which original sins have cursed our posterity? As this land was a fantasy of 18th-century people, dreaming in the baroque vernacular of that sinful and glorious age, an era which saw the twinned gifts of mercantile prosperity and the evils of human bondage, it befits us to speak in the serpentine tongue of the era, mimicking the meandering sentences and the commas and semicolons heaped together as high as oranges or coffee beans from the Indies sold in a Greenwich Village shop in 1746: something that the essayist Francis Spufford accomplishes in his brilliant account Golden Hill: A Novel of Old New York (which, if not available yet in quarto form, is now for purchase in the equally convenient “paper back”).
Reminiscent of novels like Thomas Pynchon’s The Crying of Lot 49 (with its fake Jacobean play), Charles Johnson’s postmodern picaresque Middle Passage, or Eleanor Catton’s Victorian Gothicism in The Luminaries, Spufford returns us to when “New-York” (as it was then spelled) was a middling colony on the largest harbor in the world. Still smaller than Philadelphia and not yet as culturally significant as Boston, New-York was poised by virtue of geography and diversity to ultimately become America’s greatest city. Spufford’s main character describes his native London as “a world of worlds. Many spheres all mashed together, to baffle the astronomers. A fresh plant to discover, at every corner. Smelly and dirty and dangerous and prodigious,” an apt description of New-York’s future.
As of 1746, the city was only a hundredth the size of London, and “Broad Way” was a “species of cobbled avenue, only middling broad,” but where even her modest stature indicated the Great White Way which was to come, populated as it was with “Wagon-drivers, hawkers with handcarts and quick-paced pedestrians…passing in both directions.” Burnt and rebuilt, paved and repaved, built tall and torn down, there is (unlike in Philly or Boston) scarcely any evidence left of colonial origins. Golden Hill conjures that world for us, the literary equivalent of visiting Independence or Faneuil Hall. At a reeking Hudson River dock we skid over “fish-guts and turnip leaves and cats’ entrails, and the other effluvium of the port,” and in a counting office we smell “ink, smoke, charcoal and the sweat of men” as in domestic rooms we inhale the odor of “waxed wood, food, rosewater and tea-leaves.” Spufford allows us to glimpse New-York as it was and proffers explanation of how our New York came to be. What results is a novel about novels themselves and about America itself as the greatest example of that form.
Golden Hill follows the perambulations of Richard Smith, a mysterious Englishman arriving with a bill of order for £1,000 from a venerable London firm, to be fulfilled by a New-York creditor. Smith’s arrival throws the town into consternation, for what the stranger hopes to accomplish with such a large sum remains inscrutable. Denizens of the town include Greg Lovell and his daughters, namely the acerbic ingenue Tabitha, the delightfully named assistant to the governor, Septimus Oakeshott, and a whole multitude of Hogarthian characters. Spufford has digested the canon of 18th-century novels, when the form itself was defined, and in the winding, playful, self-aware sentences of Golden Hill one reads an aperitif of Sarah Fielding’s The Governess, an appetizer of Daniel Defoe’s Moll Flanders, a soup of Henry Fielding’s Tom Jones, a supper of Samuel Richardson’s Pamela or Clarissa, a dram of John Cleland’s Fanny Hill, and of course a rich desert of Laurence Sterne’s Tristram Shandy. Spufford’s bildungsroman is a celebration of those door-stoppers, and he liberally borrows their conventions, imitating their social sweep and tendency to knowingly meditate on fiction’s paradoxes. Conventions are explored: not just the marriage plot subversions of Richard and Tabitha’s courtship, but depictions of an elegant dance, the performance of Joseph Addison’s omnipresent pre-Revolutionary play Cato, a smoky game of piquet, a snowy duel, an absurd trial, and a squalid prison sentence (as well as a sex scene out of Cleland), all constructed around the rake’s progress (and regress).
Tabitha contends that novels are “Slush for small minds, sir. Pabulum for the easily pleased,” but Golden Hill proves that in their finely attuned imitation of consciousness and construction of worlds both interior and exterior, novels remain the greatest mechanisms for empathy which language has ever produced. True to the form’s name itself, novels are about self-invention, and as such Richard Smith is a representative example of the bootstrapping characters of his century, the protagonist (and his creator) intuiting that there is significance in the first page’s freshness, where “There’s the lovely power of being a stranger.” A particularly American quality of the very form of the novel itself.
Smith explains that “I may as well have been born again when I stepped ashore. You’re a new man before you, new-made. I’ve no history here, and no character: and what I am is all in what I will be.” The religious connotation is not accidental, for in that most Protestant of literary forms, the novel always accounts for a conversion of sorts, for what else is self-invention? In the 18th-century Letters from an American Farmer, the French settler J. Hector St. John de Crèvecœur posited that the American was a “new man,” and as the novel constructs identities, so, too, could the tabula rasa of the western continents, for Spufford’s protagonist was a “young man with money in his pocket, new-fallen to land in a strange city on the world’s farther face, new-come or (As he himself had declared new-born, in the metropolis of Thule).”
Because of both chronology and spirit, America is the most novelistic of countries. Novels are engines of contradiction, and nothing is more contradictory than America as Empire of Liberty. Anyone walking a Manhattan street adorned in both unspeakable luxury and poverty can sense those contradictions. America is just slightly younger than the novel, for despite notable precedents (such as Miguel de Cervantes’s Don Quixote), the form was an 18th-century phenomenon; as a result, we’ve never been as attracted to the epic poem, preferring to find our fullest encapsulation in the ever-elusive “Great American Novel.” Long-form, fictional prose—with its negative capability, its contradictions, and its multivocal nature—was particularly attuned to that strange combination of mercantilism, crackpot religiosity, and self-invention which has always marked the nation.
If Golden Hill were but a playful homage, it would be worthwhile enough, but the brilliance of Spufford’s narrative is that he makes explicit what was so often implicit in those books. Literary critic Edward Said brilliantly read Jane Austen’s Mansfield Park for sublimated evidence of English colonial injustice, but in our era, Spufford is freer than Austen to diagnose the inequities, cruelties, and terrors which defined that era and which dictate our present lives as well. From Aphra Behn’s Oroonoko through Herman Melville’s Benito Cereno and into the modernist masterpieces of Ralph Ellison, James Baldwin, and Toni Morrison, race has always been integral to the novelistic imagination, and America’s original sin has oft been identified as corollary to myths of self-invention, indeed that which hypocritically made such self-invention for a select few possible. From his Broadway hotel, Smith hears someone “sweeping the last leaves, and singing slow in an African tongues as if their heart had long ago broken, and they were now rattling the pieces together desultorily in a bag.”
When Spufford describes New-York in the midst of a nor’easter as being “perched on the white edge of a white shore: the white tip of a continent layered in, choked with, smoothed over by, a vast and complete whiteness,” he provides an apt metaphor for the fantasies of racial purity which have motivated those in power, and of the ways in which white supremacy smothers the land. Far from being only a Southern “peculiar institution,” the bondage of human beings is what allowed Northern cities like New-York to grow fat, where for creditors like Mr. Lovell it was “every stage, every transaction, yielding sweet, secure profit, and those profits in turn buying a flood of Turkey-carpets, cabinets, tea-pots, Brummagem-ware toys and buttons, et cetera, et cetera.” That dizzying array of comforts and luxuries purchased with “Slaveries, Plantations, Chains, Whips, Floggings, Burnings…a whole World of Terrors.” Not content to let the central horror of slavery elude to the background, Golden Hill demonstrates how the wealth of colonial New-York was based on an economic logic which admitted that though the “slaves died in prodigious number…there were always number still more prodigious from Africa to replace them in the great machine, and so the owners kept on buying, and eagerly.”
Golden Hill is as much about today as then, for despite its playfulness, its readability, its love of what makes old novels beautiful, it’s fundamentally an account of American darkness—from the Guy Fawkes Day bonfire, which might as well be the Charlottesville rallies of last summer, to the capturing of our current fevered paranoia by invoking the so-called “Negro Plot,” when some five years before the setting of Golden Hill, over a hundred enslaved Africans were hung, immolated, or broken on the wheel in southern Manhattan, having been implicated in a nonexistent conspiracy to burn down the city. Leave it to an Englishman to write our moment’s Great American Novel, who with sober eye provides a diagnosis of American ills and, true to the didactic purpose of authors like Richardson and Defoe, provides a moralizing palliative to the body politic.
Spufford’s novel concerns invention and passing, wealth and poverty, appearances and illusions, the building of fortunes and the pining for that which is unavailable—not least of which for what some liar once called the “American Dream.” In one of those moments of unreliability which mark the novelist’s art, Spufford writes that the “operations of grace are beyond the recording powers of the novelist. Mrs. Fielding cannot describe them; nor Mr. Fielding, nor Mrs. Lennox, nor Mr. Richardson, nor Mr. Smollett, nor even Mr. Sterne, who can stretch his story further than most.” But we’re not to take such an argument at face value, for despite Tabitha’s protestations, novels have always been conduits of moral feeling. Golden Hill proves it. The only different between Spufford’s diagnosis and those which focus only on the degradations of the individual is that the rake whose fallenness is condemned in Golden Hill is America itself.
As I was taking notes for a new novel recently, I took a moment to consider point of view. Fatigued from working on one manuscript with multiple first-person limited narrators, and then another with two different narrative elements, I thought how simple it would be, how straightforward, to write this next book with an omniscient point of view. I would write a narrator who had no constraints on knowledge, location, tone, even personality. A narrator who could do anything at any time anywhere. It wasn’t long before I realized I had no idea how to achieve this.
I looked for omniscience among recent books I had admired and enjoyed. No luck. I found three-handers, like The Help. I found crowd-told narratives, like Colum McCann’s elegant Let The Great World Spin. I found what we might call cocktail-party novels, in which the narrator hovers over one character’s shoulder and then another’s, never alighting for too long before moving on.
On the top layer of my nightstand alone, I found Lionel Shriver’s The Post-Birthday World and Jane Gardam’s Old Filth and The Man in the Wooden Hat. The first is a formal experiment in which alternating narratives tell the same story of a marriage—which is really two different stories, their course determined by just one action. The second two give up on shared perspective altogether, splitting the story into separate books. Old Filth tells his story and The Man in the Wooden Hat tells hers. If the contemporary novel had a philosophy, it would be Let’s Agree To Disagree.
It’s tempting to view this current polyphonic narrative spree as a reflection on our times. Ours is a diverse world, authority is fragmented and shared, communication is spread out among discourses. Given these circumstances, omniscience would seem to be not only impossible but also undesirable—about as appropriate for our culture as carrier pigeons. It’s also tempting to assume that if we’re looking for narrative unity, we have to go back before Modernism. We can tell ourselves it was all fine before Stephen Dedalus and his moo-cow, or before Windham Lewis came along to Blast it all up.
No, if omniscience was what I wanted for my next project, I would have to look back further, to a time when the novel hadn’t succumbed to the fragmentation of the modern world.
But try it. Go back to the Victorians or further back to Sterne, Richardson, and Fielding. There’s no omniscience to be found. I suppose I could have spared myself the trouble of a search by looking at James Woods’ How Fiction Works. “So-called omniscience,” he says, “is almost impossible.” It turns out that the narrative unity we’ve been looking for is actually a figment of our imagination. The novel maintains an uneasy relationship with authority—not just now, but from its very beginnings.
Defoe’s Robinson Crusoe is often credited with being the first novel in the English language, published in 1719. The anxieties attendant on that role are evident in the way the book is structured. Not comfortable claiming to be simply an invention, Crusoe masquerades as a true story, complete with an editor’s preface declaring the book to be “a just history of fact; neither is there any appearance of fiction in it.” Defoe originates the James Frey approach to novel-writing, using the pretense of truth as a source of narrative power.
He repeats almost the same phrasing four years later, in Roxana: “The foundation of this is laid in truth of fact, and so the work is not a story, but a history.” The words seem redundant now—truth, fact, foundation, history. It’s a protesting-too-much that speaks to the unsettled nature of what Defoe was doing: telling a made-up story of such length, scope, and maturity at a time when doing so was still a radical enterprise.
But the most interesting expression of the novel’s predicament comes one year before Roxana, in 1722, when Defoe opens Moll Flanders with an excuse: “The world is so taken up of late with novels and romances that it will be hard for a private history to be taken for genuine.” It’s a clever move. Defoe acknowledges the existence of enough novels that you’d think his position as novelist would be secure (the more the merrier), but he insists that he’s doing something different—and then in the same breath assumes our lack of interest and then preempts it by setting up the other novels as tough competition.
Defoe’s pretense of editors, prefaces, and memorandums is the first stage of what I’ll call the apparatus novel, followed a decade or two later by its close cousin, the epistolary novel. Like its predecessor, the epistolary novel can’t just come out and tell a made-up story—never mind tell one from an all-knowing point of view. In Richardson’s Clarissa especially, the limitations of the individual letter-writers’ points of view create an atmosphere of disturbing isolation. As we read through Clarissa’s and Lovelace’s conflicting accounts, we become the closest thing to an omniscient presence the novel has—except we can’t trust a word of what we’ve read.
So where is today’s omniscience-seeking reader to turn? Dickens, don’t fail me now? It turns out that the Inimitable Boz is no more trustworthy in his narration than Defoe or Richardson or the paragon of manipulative narrators, Tristram Shandy. In fact, Dickens’ narrators jump around all over the place, one minute surveying London from on high, the next deep inside the mind of Little Dorrit, or Nancy, or a jar of jam. Dickens seems to have recognized the paradox of the omniscient point of view: with the ability to be everywhere and know everything comes tremendous limitation. If you’re going to let the furniture do the thinking, you’re going to need the versatility of a mobile and often fragmented narrative stance.
And Dickens is not alone in the 19th century. The Brontës? Practically case studies for first-person narration. Hardy? Maybe, but he hews pretty closely to one protagonist at a time. (Though we do see what’s happening when Gabriel Oak is asleep in Far From the Madding Crowd.) Dickens good friend Wilkie Collins (who famously said the essence of a good book was to “make ‘em laugh, make ‘em cry, make ‘em wait”)? The Moonstone is a perfect example of the apparatus novel, anticipating books like David Mitchell’s Cloud Atlas, complete with multiple narrators, various types of discourse, and full of statements that successive narrators correct or undermine.
This isn’t to say that there are no omniscient novels anywhere. Look at Eliot or Tolstoy, to jump cultures, or Austen. Sure, the line on Austen is that she could only write about drawing-room life, but she still writes books in which the narrator knows everything that’s going on in the novel’s world. Pride and Prejudice begins with its famous statement about men, money, and wives, and then easily inhabits the minds of various members of the Bennett family and their acquaintances—not through first-person limited, but through the more detached and stance of a true omniscient narration. Doubtless, readers could come up with other works written from an all-knowing perspective. Friends have suggested books as different as The Grapes of Wrath and One Hundred Years of Solitude as omni-contenders.
All the same, what seems key about the novel is that what we think of as a historical evolution—or a descent from a unified to a fragmented perspective—isn’t an evolution at all. In fact, the novel has always been insecure. It’s just that the manifestation of its insecurity has changed over time. At the outset, it tried to look like a different sort of artifact, a different kind of physical manuscript almost: the novel masked as a diary or a journal—because, really, who knew what a novel was anyway? Later, seeking to convey more intimate thoughts, it took the form of letters, acting like a novel while pretending to be something else, just in case. This is a genre that constantly hedges against disapproval. It’s like a teenager trying not to look like she’s trying hard to be cool. (Novel, who me? Nah, I’m just a collection of letters. I can’t claim any special insight. Unless you find some, in which case, great.)
Omniscience is something that the novel always aspires for but never quite achieves. It would be nice to have the authority of the all-seeing, all-knowing narrator. But we are too tempted by other things, like personality, or form, or the parallax view that is inherent to our existence. This is why, I think, when you ask readers to name an omniscient novel, they name books that they think are omniscient but turn out not to be. Wishful thinking. The omniscient novel is more or less a utopia, using the literal meaning of the word: nowhere.
Appropriately, Thomas More structured Utopia as a kind of fiction, an apparatus novel about a paradise whose exact location he had missed hearing when someone coughed. This was in 1516, two full centuries before Robinson Crusoe, making Utopia a better candidate for First English Novel. But that’s a subject for another day.
[Image credit: Tim]