Annotate This: On Marginalia

January 17, 2020 | 1 11 min read

“We have all seized the white perimeter as our own
And reached for a pen if only to show
We did not just laze in an armchair turning pages;
We pressed a thought into the wayside,
Planted an impression along the verge.”
Billy Collins, “Marginalia”

coverSometime after the fourth century, an unknown transcriber of the Mithraic scholar Lactantius Placidus accidentally conjured into history a demon named Demogorgon. Writing in the margins of Placidus’s commentary on Statius’s Latin poem Thebaid, the transcriber turned his attention to a line concerning “the supreme being of the threefold world.” By way of gloss, the scholar noted that Statius had been referring to the “Demogorgon, the supreme god, whose name it is not permitted to know” (even while Placidus apparently knew it). Etymologically the provenance of the word is unknown. Aurally it reminds one of the daemons of ancient Greek philosophy, that indwelling presence that acts as a cross between consciousness and muse; a terrifying sounding being, with its portmanteau connotations of both “demon” and of the serpentine-locked “Gorgon.” Most uncanny of all is that no reference to the “Demogorgon” appears to exist before the Placidus’s marginalia.

covercovercovercovercovercoverAs if he had been manifested from the very ether, the Demogorgon has replicated from that initial transcription through literary history. After that initial appearance, the Demogorgon appeared in Giovanni Boccaccio’s 14th-century On the Genealogy of the Gods of the Gentiles, where the Italian author connected the entity to the demigod Pan while interpreting a line from Ovid’s Metamorphoses; by the Renaissance he’d be incantated in works such as Ludovico Aristo’s I Cinque Canti, Edmund Spenser’s The Faerie Queene, and Christopher Marlowe’s diabolical play Doctor Faustus. A few centuries later, and the sprite mentioned in Placidus’s gloss would be name-checked by Voltaire, and he’d be conjured in Percy Shelly’s Prometheus Unbound and Herman Melville’s Moby-Dick.

By the 20th century, the Demogorgon would become a character in Gary Gygax’s role-playing phantasmagoria Dungeons & Dragons, and he now enjoys his ninth life as the bestial, reptilian antagonist of the first season of Netflix’s exercise in Gen-X nostalgia Stranger Things. Cultural footnote though the Demogorgon may be, that scribbling in the border of Thebaid endures. What Spenser described as something “Downe in the bottome of the deepe Abysse / Where Demogorgon in full darknesses pent, / Farre from the view of Gods and heauens blis, / The hideous Chaos keeps, their dreadful dwelling is.” More prosaic an explanation for the creature’s genesis—whoever had been copying Placidus’s commentary had misread the Greek accusative referencing the Platonic concept of the “demiurge.” All those deltas and gammas got confusing. There never had been a Demogorgon, at least not outside of that initial misreading. Even Placidus nods, it would seem (just like the rest of us). At least that’s how it’s often interpreted, but in the genre of marginalia, which is its own form of instantaneous commentary on a literary text, there is a creative act in its own right. Such commentary is the cowriting of a new text, between the reader and the read, as much an act of composition as the initial one. From this vantage point, the Demogorgon is less a mistake than a new being born in the space between intent and misinterpretation. A conjuring appears. So much depends on marginalia.   

covercovercoverIn his 1667 epic Paradise Lost, John Milton replicates that transcendent transcription error when he invokes “the dreaded name / Of Demogorgon,” but the blind poet got the marginalia treatment himself in a used copy of his work that I read during my doctoral composition examinations. My copy of William Kerrigan, John Rumrich, and Stephen M. Fallon’s The Complete Poetry and Essential Prose of John Milton has a delightful addition made on its title page. Marginalia by way of doodle, where some bored and anonymous undergraduate, a Placidus in her own right, added a cartoon thought bubble to the 1629 portrait of the young poet posed soberly in his stiff, starched, ribbed collar as if an oyster emerging from a shell, leading the annotator to imagine the author thinking “I am a seahorse, or a snail.” Not my favorite marginalia as it is, that’s reserved for a copy of the Pelican Shakespeare edition of The Merchant of Venice heavily annotated by a reader who’d clearly no previous familiarity with the play. When Shylock gives his celebrated soliloquy, in which he intones, “If you prick us, do we not bleed? If you tickle us, do we not laugh? If you poison us, do we not die? And if you wrong us, shall we not revenge?” the previous owner approvingly added in the margins “Bring your own BOOYEA!” Whoever got their first taste of The Merchant of Venice from the copy that I now possessed was rightly rooting for Shylock, so much so that when they got to the final act and discovered the moneylender’s heartbreaking forced conversion, they wrote in a corner of the creased and dog-eared page “Aww,” then choosing never to annotate this particular copy again.

Such marginalia greatly enlivened my reading of the play; in part because the weird enthusiasm of the previous owner was innately funny, but not without being equivalently moving. As all marginalia is, those little marks that people make in borderlands of a book, in the margins and on the title page, underlined text and notes scribbled wherever there is a blank space requiring commentary, exegesis, digression, or doodle. They exist as the material result of a reader having grappled with literature. Since the era of literary mechanical reproduction (i.e. print), there has been the risk of all books partaking in a dull uniformity with every other object that shares their particular title; marginalia returns the actual book to its glorious singularity, print is converted back into manuscript as my copy of The Merchant of Venice is individual from all the others in the Pelican Shakespeare series as a result. Marginalia in a used book is an autograph from the reader and not the author, and all the more precious for it. Such scribblings, notations, and glosses, whether commentary on the writing itself, or personal note, or inscrutable cipher known only to its creator, is artifact, evidence, and detritus, the remainder of what’s left over after a fiery mind has immolated the candle of the text. A book bloody with red ink is the result of a struggle between author and reader, it is the spent ash from the immolation of the text, it is evidence of the process – the record of a mind thinking. A pristine book is something yet to be read, but marginalia is the reading itself. Far from the molestation of the pristine object, the writing of marginalia is a form of reverence, a ritual, a sacred act. So rarely do you get the opportunity to write back to authors, whether out of love or hate. Marginalia lets you do it for even the dead ones.

covercoverSuch reverence for marginalia was hard-won for me; I’m not the sort of reader who took naturally to jotting observations in the corner of a page. When I was growing up, I approached my books with a bibliomaniacal scrupulosity that was marked in its own neuroticism. To prevent the pages of paperbacks from curling around each other in the un-airconditioned summer humidity, I used to take a ruler and make sure that they were perfectly lined up on the edges facing the back of the bookshelf, so that their spines greeting those who might peruse their titles were strung along like crooked teeth. Books were to be gingerly opened, carefully placed, and certainly never allowed to have ink vandalize them. An observer might note that all of this obsessiveness doesn’t have much to do with actually reading; as S. Brent Plate writes in his own reflection on marginalia and the totemistic quality of books at The Los Angeles Review of Books, “this fetishization cannot be sustained.” Graduate school broke me of that affectation, the need to actually ingest the content of a book became more important than treating a copy of Michel Foucault’s Discipline and Punish as if it were the goddamn Book of Kells (which incidentally has its own marginalia). Disciplining and punishing books is precisely what we did in wrestling with the ideas therein; no wonder so many violent metaphors are used in describing the process of reading, whereby we “crack spines” and drench pages in lurid corpuscular red ink.

coverWhen I first began writing book reviews several years ago, I still hadn’t quite shaken my previous idolatry of paper and binding. Writing my first published review of a book (it was Colin Dickey’s Afterlives of the Saints considered at The Revealer) and I concocted an elaborate system of color-coded Scotch-tape tabs and enumerated page numbers listed in a document so as to be able to reference portions of the text I might need to paraphrase or quote, all while avoiding anything as gauche as dog-earing or underlining. Untenable is what this system was. Now I struggle with at least the books I’m tasked with reviewing as if Jacob with his nocturnal angel, and the marked, torn, broken books that limp away testify to an event that in some way altered us both. At least evidence that there was an event that we can call reading. Out of interest I checked some of the most recent books that I had to read for my supposedly professional opinion (I don’t do this with novels from the library of course), and my marginalia is a record of my perseverations c.2019. In one I wrote underneath the printed words “seems anemic, feels as untrue as feeling that God can’t be cruel,” and in another I penned “AMERICAN TRAGEDY.” At the very least, the people who purchase the corpses of my volumes read after I’ve deposited them into the book donation bin will be able to psychoanalyze my hypergraphic observations.

Referencing exhibits at the National Gallery of Art in Washington, D.C., and the Regenstein Library of the University of Chicago, Plate notes that today is a veritable golden age of the form, even as digital publication would ironically seem to announce its eclipse. The plucky dons of Oxford University even sponsor a Facebook group for the analysis of evocative specimens of the form spotted in the wild. The BBC reports one volume from the Bodleian Library in which a student wrote “I hate these clever Oxford people.” One reader recorded their graffito in the pages of the Labour Party’s response to the EEC with “Why the fuck is this all so boring…” An annotation in a scholarly journal reads “This article is a load of balls.” Much as with the literary Banksy who imagined my Milton dreaming of a beautiful aquatic invertebrate existence, these marginalia have little to do with simply annotating the book, and everything to do with engaging with the text as if they were an interlocutor (as angry as those engagements sometimes are).

coverWhat the exhibits, studies, and Oxford group signify is that marginalia has long come out from between the covers as it were. A demonstration of how literary theorists interested in material history—as well as critics concerned with that nebulous collection of attributes that invisibly radiate out from the book proper and which are known as “paratext” (including everything from covers and blurbs to prefaces and reviews—have been academically concerned with marginalia now for a generation. Writing in Early Modern English Marginalia, scholar Katherine Acheson notes that the form is a “record of our complex material, intellectual, emotional, and psychological interactions with the book, and therefore [they present]…a special kind of history of those marvelous things and their readers.” A history of marginalia, from the saucy medieval monks who used manicules to mock their own transcription errors, to the 17th-century mathematician Pierre de Fermat’s unfulfilled promise in a marginalia to have found a proof that no positive integer greater than two can satisfy the equation an + bn = cn (and which awaited three centuries until it was again proven), is as a history of the human mind itself.

coverMarginalia has gone digital, with projects like The Archeology of Reading in Early Modern Europe (administered jointly between Princeton, Johns Hopkins, and UC London), Annotated Books Online, and repositories of authors from Walt Whitman to Charles Darin and their marginalia available to the historian and the merely curious alike. Harvard’s Widener Library has an online collection allowing anyone to read the annotations of “John Keats, Herman Melville, [and] Hester Lynch Piozzi,” among others. And marginalia has finally earned its indefatigable scholarly champion in the form of H.J. Jackson and her exhaustive study Marginalia: Readers Writing in Books. Jackson surveyed a voluminous amount of material written and read across the century’s books consumed by both the famous and the average, so as to develop a taxonomy of the form. She writes that “Readers’ notes in books are a familiar but unexamined phenomenon. We do not understand it well. We have mixed feelings about it, sometimes quite strong ones, such as shame and disapproval.” Beyond simple note-taking, Jackson discovered that those who annotate their books do it for a variety of reasons, even while those reasons may be “private and idiosyncratic.” Readers address the author, they address an imagined audience, they address posterity and the absolute. They are written to express ecstatic agreement and vociferous disagreement, to interrogate the book as if it were under oath, and to merely express physically the existence of readers themselves in the most potent objects that embody writerly ambition. Jackson observes that “All annotators are readers, but not all readers are annotators. Annotators are readers who write. Annotation combines—synthesizes, I should say—the functions of reading and writing. This fact in itself heights the natural tension between author and reader.”

covercovercoverAs enjoyable as anonymous marginalia can be, most of us seem more interested in the annotations of famous writers considering other famous writers, for the obvious reasons. Aspiring seahorse or snail John Milton’s heavily annotated version of Shakespeare’s first folio was recently discovered hiding in plain site at the Free Library of Philadelphia, an identification that may prove invaluable to scholars trying to understand the influence of one genius on another. Then there are Vladimir Nabokov’s drawings within Franz Kafka’s The Metamorphosis, the committed Peabody Museum affiliated amateur entomologist trying to flesh out the segments and exoskeleton of poor Gregor Samsa. Being able to see a fertile brain in flux is one of the exquisite joys of marginalia in the hand of celebrated authors. Writing in his column entitled “Marginalia,” Edgar Allan Poe enthused that in “getting my books, I have been always solicitous of an ample margin…penciling suggested thoughts, agreements and differences of opinion, or brief critical comments in general.” A brilliant writer not alone in that pose. Consider that old curmudgeon Mark Twain’s notation in the margins of his copy of Darwin’s The Voyage of the HMS Beagles Around the World when he wrote “Can any plausible excuse be furnished for the crime of creating the human race?,” presumably whether ex nihilo or by primordial soup. The character of Jack Kerouac as both reader and writer is on display in an edition of his fellow New Englander Henry David Thoreau’s A Week on the Concord and Merrimack Rivers, pilfered from a Lowell, Mass., library in 1949, a little under a decade until the writing of his most famous book. There Kerouac underlined an observation of Thoreau’s: “The traveler must be born again on the road.”

Ever is the case, for it’s not a coincidence that Thoreau’s language has such evangelical connotations to it. Reading does have something of the religious in it, and not just all of the transcendent hoopla either. With considerations of faith, prayer is not just a matter of the soul, but of the hands as well; reverence not only a subject for the mind, but of the body contorted into kneeling, too; ecstasy fit not only for the spirit, but also as an issue of the body. Such is the same for reading, for even in our supposedly transhumanist digital age there is still the question of how you comport yourself when scanning a page, whether leaning over a desk or sprawled across a couch; of how the book is gripped or carefully opened, of the pencil or pen poised over print. Marginalia can be such a form of material supplication, before the altar of the text’s base physicality. As a method, marginalia remind us that all annotation is allusive, that all literature is connected to everything else, that the reader influences the writer as surely as the other way around, and even if the later has been dead for centuries. Plate writes that margins are “sites of engagement and disagreement: between text and reader and…between author and reader. From Talmudic studies to legal amendments, margins have been the places where texts have been kept alive—alive because they’ve been read and responded to.” Books are otherwise inert things, whereas marginalia turns the moribund page into a seminar, an academy, a disputation, a debate, a temple.

coverBooks are, certainly, often inert things. They can exist as a type of interior decoration, as status symbol, as idol. Think of the unreaderly sentiment parodied by F. Scott Fitzgerald in The Great Gatsby, when Nick comes upon the library filled with classics bonded by their uncut pages. There a drunken admirer of Jay Gatsby, wearing “enormous owl-eyed spectacles,” informs Nick “It’s a bona-fide piece of printed matter. It fooled me…It’s a triumph. What thoroughness! What realism! Knew when to stop, too—didn’t cut the pages. But what do you want? What do you expect?” Certainly not to actually read the books, because they exist not to be interpreted, but admired. “Printed matter” as mere wallpaper. A memorable image of a certain type of crass materialism, of the idolization of the book at the expense of the actual writing, the whole thing drawn to its ultimate logical conclusion. Not only is Gatsby not underlining and marking up his margins, he’s not even going to bother cutting the pages to actually read what’s inside. By contrast, consider the marginalia made by the young poet Sylvia Plath while she was an undergraduate at Smith College first reading The Great Gatsby. Before she’d lived the bulk of her own tragic life—abuse at the hands of her husband, Ted Hughes, and her eventual suicide—Plath read of Daisy Buchanan.

When the narrator leaves Gatsby standing vigil outside of the Buchanan home, his youthful love retiring upstairs with her brutish, privileged, bigoted husband, Nick reflects that “I walked away and left him standing there in the moonlight—watching over nothing.” There in her neat, meticulous, tidy handwriting, Plath recorded nine words in black ink organized into eight lines marked with the caesura of a single hyphen: “knight waiting outside—dragon goes to bed with princess.” Such reading is as if a prayer for intercession, and the physicality of the whole thing is instrumental. Such a method of annotation gives the flesh spirit, reminding us that books are objects—but not entirely. Such is the gravitational power of literature, that every new work alters every other so that the canon as an abstract idea can never be defined, can never be static. Marginalia, as evidence of thought and engagement, is among the synapses of that process. Marginalia is the ash left over, the melted wax of the candle proving that a fire once burnt here.

Image credit: Andrew Measham

Ed Simon is a staff writer for Lit Hub, the editor of Belt Magazine, and the author of numerous books, including most recently Heaven, Hell and Paradise Lost; Elysium: A Visual History of Angelology; and Relic, part of the Object Lessons series. In the summer of 2024 Melville House will release his Devil's Contract: The History of the Faustian Bargain, the first comprehensive, popular account of that subject.